Downscaling future climate scenarios to fine scales for hydrologic and ecological modeling and analysis
© Flint and Flint; licensee Springer. 2012
Received: 26 July 2011
Accepted: 10 February 2012
Published: 10 February 2012
Evaluating the environmental impacts of climate change on water resources and biological components of the landscape is an integral part of hydrologic and ecological investigations, and the resultant land and resource management in the twenty-first century. Impacts of both climate and simulated hydrologic parameters on ecological processes are relevant at scales that reflect the heterogeneity and complexity of landscapes. At present, simulations of climate change available from global climate models [GCMs] require downscaling for hydrologic or ecological applications.
Using statistically downscaled future climate projections developed using constructed analogues, a methodology was developed to further downscale the projections spatially using a gradient-inverse-distance-squared approach for application to hydrologic modeling at 270-m spatial resolution.
This paper illustrates a methodology to downscale and bias-correct national GCMs to subkilometer scales that are applicable to fine-scale environmental processes. Four scenarios were chosen to bracket the range of future emissions put forth by the Intergovernmental Panel on Climate Change. Fine-scale applications of downscaled datasets of ecological and hydrologic correlations to variation in climate are illustrated.
The methodology, which includes a sequence of rigorous analyses and calculations, is intended to reduce the addition of uncertainty to the climate data as a result of the downscaling while providing the fine-scale climate information necessary for ecological analyses. It results in new but consistent data sets for the US at 4 km, the southwest US at 270 m, and California at 90 m and illustrates the utility of fine-scale downscaling to analyses of ecological processes influenced by topographic complexity.
Background and introduction
Climate change has become an integral part of conducting hydrologic and ecological studies in the twenty-first century. In general, the best scientific evidence suggests that global warming has been occurring and will continue to occur during this century no matter what management approaches to ameliorate climate change are implemented (California Department of Water Resources 2008). Were we to eliminate all anthropogenic greenhouse gas emissions today, about half of the anthropogenic CO2 would be removed from the atmosphere within 30 years, but the remaining atmospheric CO2 would remain for centuries (IPCC 2007). To assess the impacts of climate change, many global socio-economic scenarios are being developed by the Intergovernmental Panel on Climate Change [IPCC] to provide climate scenarios that take into account estimates of possible magnitudes of greenhouse gas emissions that are responsible for much of the climate change. These scenarios are used as boundary conditions for global climate models [GCMs] that provide us with insight into how human behavior in the future may influence changes in climate. These GCMs lack orographic detail, having a coarse spatial resolution with a grid-cell size on the order of 2.5° × 2.5° (approximately 275 × 275 km2), which is far too coarse for landscape or basin-scale models that investigate hydrologic or ecological implications of climate change. The meso-scale (1 to 100 km) climate surfaces provided by most GCM outputs are also too coarse to provide correlations of ecological processes and vegetation distribution needed for understanding threats to biodiversity, and for conservation planning.
Physical and hydrologic processes such as springtime snowmelt, aquifer recharge, forest die-off, or vegetation distributions occur at a myriad of spatial scales. Oak woodlands may be dominant on north-facing slopes in one basin, while another has no aspect bias. Snow melting in the high-elevation Sierra Nevada Mountains under warming climatic conditions may be delayed by weeks in some subbasins in comparison to others (Lundquist and Flint 2006), providing uncertainty for biological and water-resource processes. Conditions driving the processes may be far more relevant at the hillslope scale for some investigations, such as rare plant species distribution, runoff and overland flow as ungauged streamflow distributions of evapotranspiration for agricultural and native vegetation, etc.; the subbasin scale may be appropriate for springtime runoff for fisheries, and the regional scale may be the necessary tool to evaluate water resources in the southwest. The majority of climate change studies are using readily available climate projections at scales greater than 1 km.
The need for fine-scale investigations of ecological processes for species distribution models is related to the differences in model results between meso-scale (coarse) and topo-scale (fine; 0.01 to 1 km) environments, whereby fine-scale models that capture fine-scale environments show markedly different range loss and extinction estimates than coarse-scale models for some species. Results from the western US suggest that fine-scale models may predict vegetation to persist where coarse-scale models show no suitable future climate (Guisan and Thuiller 2005; Dobrowski 2010). Fine-scale spatial heterogeneity should provide greater opportunity for migration and reassembly of communities (Ackerly et al. 2010). This is related to the topographic variation in climate at the topo-scale environment that can exert strong influences on establishment patterns (Callaway and Davis 1998; Keyes et al. 2009). At a finer scale (well below the spatial resolution available in commonly used gridded climate products such as the Parameter-elevation Regressions on Independent Slopes Model [PRISM] at 4 km and 800 m, and WorldClim at 1 km), topoclimate diversity may provide significant spatial buffering that will modulate the local impacts of climate change. Several researchers are currently linking simple fine-scale (25 to 50 m) climatologies to correlational species distribution models (Randin et al. 2009; Trivedi et al. 2008).
Climatic data are normally available at a spatial scale of 1,000 to 10,000 km2, while plant growth is normally measured at a much smaller scale of 100 m2 to 10 km2. Thus, a plant may actually 'experience' a local climate that is quite different from the larger scale climatic data used to quantify climate-growth relationships (Peterson et al. 1998). The scale of topoclimates (0.5 km to 10 m) is the spatial scale at which topography can be used to describe the climate near the ground (Geiger et al. 2003), thus more closely approximating the experience of the organism. The discrete influence of complex environments on habitats and species incorporates topographic shading that influences solar radiation and evapotranspiration, frost pockets or cold-air pooling, and differences in soils, all of which can be described on the basis of topoclimates.
A suite of investigations has detected the improvement in developing species-environment associations using information to account for topographic complexity. Lookingbill and Urban (2003,2005) determined that spatial variations in temperature have a large influence on the distribution of vegetation and are therefore, a vital component of species distribution models (Ashcroft et al. 2008). Topographic variability of a steep alpine terrain creates a multitude of fine-scale thermal habitats that is mirrored in plant species distribution, warning against projections of the responses of alpine plant species to climate warming that adopt a broad-scale isotherm approach (Scherrer and Korner 2010). Topographic complexity and the associated fine-scale heterogeneity of climate dictate the velocity with which current temperature isoclimates are projected to move under climate change scenarios, and this spatial heterogeneity in climate represents an important spatial buffer in response to climate change (Loarie et al. 2009; Ackerly et al. 2010). Wiens (1989) notes that choice of spatial scale is critical in analyzing species-environment associations, and Guisan and Thuiller (2005) describe it as a central problem in bioclimate modeling. The 1-km (or greater) scale was shown to be less effective for species distribution modeling when multiple biophysical attributes, climate, geology, and soils were being used for correlation analyses in a study of forest composition and sudden oak death in the Big Sur region (Davis et al. 2010). In this study, it was determined that the 90-m resolution climate data proved especially important in resolving the strongly contrasting and locally inverted temperature regimes associated with the marine boundary layer near the coast and for approximating the sampling scale of the field sites. A similar conclusion was reached in a California-wide study of valley oak genetic adaptation to rapid climate change, where 90-m climate data provided excellent correlations with the geographic patterns of multivariate genetic variation associated with climatic conditions (Sork et al. 2010).
An example of increases in variability with decreases in scale is illustrated in Ackerly et al. (2010). In this example, the PRISM mesoclimate gradient exhibits a range of just 3°C in January minimum temperatures on the landscape of the San Francisco Peninsula. However, topoclimatic effects modeled at a 30-m scale add a local variability of 8°C nested within the mesoclimate. They conclude that the effects of topoclimatic gradients on the distribution and abundance of organisms can be profound in the Bay Area grasslands, where fine-scale topography provides resilience in the face of year-to-year climate variation, influencing the emergence time of Bay Checkerspot butterflies in relation to the phenology of its host plants (Weiss and Weiss 1998; Hellman et al. 2004). Although downscaling at a regional level to 30 m can be prohibitive due to large file sizes and model runtimes, a fine scale of 270 m captures the topographic variability and corresponding ranges in air temperature, providing for information and enhanced interpretation for conservation planning.
Downscaling is the process of transferring the climate information from a climate model with coarse spatial and fine temporal scales to the fine scale required by models that address effects of climate. Although dynamical downscaling can be achieved using a regional climate model, it is computationally expensive and currently is not practical for processing multi-decadal and/or multimodel simulations from GCMs. A viable alternative that is adequate for many applications is to use statistical downscaling, which has the advantage of requiring considerably less computational resources. In addition, GCM outputs are biased (warmer, colder, wetter, or drier than current conditions) and need to be corrected (transformed) to properly represent modern climate. To convert the results of these coarse scale and biased GCM outputs for input into local scale models, there needs to be a reasonable and systematic process of downscaling and bias correction to produce new data sets that correctly represent the implications of the GCMs but at a scale applicable to local studies. In this paper, we provide an additional example to illustrate the relevance of fine-scale applications at the 270-m scale.
This paper provides a novel approach to address the complex impacts of climate change on the landscape as a result of changes in precipitation and air temperature and the resultant hydrologic response. The approach combines downscaling of global climate projections at 2° spatial resolution to a fine scale of 270-m spatial resolution, verified for accuracy with measured data, and applies the results to a hydrologic model to illustrate the potential application for analyses of impacts of climate change to ecological processes at the landscape, basin, and hillslope scales.
This discussion describes the method used to downscale and bias-correct national monthly GCM outputs and provides new internally consistent data sets for hydrologic and ecological-scale modeling for the US at 4 km, the southwest including California at 270 m, and California at 90 m. These datasets are currently being used in multiple state and region-wide investigations at 270 m and 90 m, and the procedure descriptions will address the 270-m fine-scale resolution. For illustrative purposes, fine-scale applications of these downscaled datasets of ecological and hydrologic correlations to variation in climate are provided using a relatively dry model with business-as-usual emissions.
Methods: downscaling approach and application
Climate change scenarios
On the basis of analyses done by Cayan et al. (2008), climate change scenarios were selected from those used in the IPCC Fourth Assessment. Two emission scenarios were selected to range from optimistic to business-as-usual. Two models were required to contain realistic representations of some regional features, such as the spatial structure of precipitation and important orographic features, and to produce a realistic simulation of aspects of California's recent historical climate - particularly the distribution of monthly temperatures and the strong seasonal cycle of precipitation that exists in the region and throughout the western states. Because the observed western US climate has exhibited considerable natural variability at seasonal to interdecadal time scales, the historical simulations by the climate models were required to contain spatial and temporal variability that resembles that from observations at shorter time scales. Finally, the selection of models was designed to include models with differing levels of sensitivity to greenhouse gas forcing. On the basis of these criteria, two GCMs were identified: the parallel climate model [PCM] (with simulations from NCAR and DOE groups; see Washington et al. 2000; Meehl et al. 2003) and the NOAA geophysical fluid dynamics laboratory [GFDL] CM2.1 model (Stouffer et al. 2006; Delworth et al. 2006). The choice of greenhouse gas emission scenarios which focused on A2 (medium-high) and B1 (low) emissions was based upon implementation decisions made earlier by IPCC (Nakic'enovic' et al. 2000).
The B1 scenario assumes that global CO2 emissions peak at approximately 10 gigatons per year [Gt/year] in the mid-twenty-first century before dropping below current levels by 2100. This yields a doubling of CO2 concentrations relative to its pre-industrial level by the end of the century (approximately 550 ppm), followed by a leveling of the concentrations. Under the A2 scenario, CO2 emissions continue to climb throughout the century, reaching almost 30 Gt/year.
The two general approaches for interpolating GCM outputs are statistical and dynamical downscaling. In dynamical downscaling, the GCM outputs are used as boundary conditions for finer-resolution regional-scale GCM models. This technique is computer intensive, requires detailed, finer-scale full physical weather and ocean models, and will not be used here. Statistical downscaling methods apply statistical relations between historical climate records at coarse resolutions and fine resolutions to interpolate from coarse model outputs to finer resolutions. This requires much less computational effort but generally involves extreme simplifications of the physical relations. One recent example is a deterministic, linear approach that relies on the spatial patterns of historical climate data called constructed analogues. By linear regressions with the current weather or climate pattern as the dependent variable and selected historical patterns as independent variables, high-quality analogues can be constructed that tend to describe the evolution of weather or climate into the future for a time (Hidalgo et al. 2008). The approach implicitly assumes stationarity in time and space (Milly et al. 2008) and was inspired by an approach for predicting climatic patterns by van den Dool et al. (2003).
The statistical downscaling method of constructed analogues was developed at Scripps Institution of Oceanography by Hidalgo et al. (2008) and used here for these four scenarios. Models selected for downscaling have been downscaled from coarse-resolution GCM daily and monthly maps (approximately 275 km) to 12-km national maps (binary files can be found at http://tenaya.ucsd.edu/wawona-m/downscaled/). This method uses continental-scale historical (observed) patterns of daily precipitation and air temperature at coarse resolution and their fine-resolution (approximately 12 km) equivalents with a statistical approach to climate prediction based on the conceptual framework of van den Dool et al. (2003). This method assumes that if one could find an exact analogue (in the historical record) to the weather field today, weather in the future should replicate the weather following the time of that exact analogue. This approach is analogous to the principal component analysis with multiple dependent variables that represents various similar historical snapshots. Procedurally, a collection of historically observed coarse-resolution climate patterns is linearly regressed to form a best-fit constructed analogue of a particular coarse-resolution climate-model output. The constructed analogue method develops a downscaled, finer-resolution climate pattern associated with the climate-model output from the (same) linear combination of historical fine-resolution patterns as was fitted to form the coarse-resolution analogue. Thus, the regression coefficients that form the best-fit combination of coarse-resolution daily maps (at 275-km resolution) to reproduce a given climate-model daily pattern are applied to the fine-resolution (12-km resolution) maps from the same (historical) days.
The downscaling method of constructed analogues illustrates a high level of skill, capturing an average of 50% of daily high-resolution precipitation variance and an average of around 67% of average air temperature variance, across all seasons and across the contiguous United States. The downscaled precipitation variations capture as much as 62% of observed variance in the coastal regions during the winter months. When the downscaled daily estimations are accumulated into monthly means, an average 55% of the variance of monthly precipitation anomalies and more than 80% of the variance of average air temperature monthly anomalies are captured (Hidalgo et al. 2008).
Spatial downscaling and bias correction
Spatial downscaling here refers to the calculation of fine-scale information on the basis of coarse-scale information using various methods of spatial interpolation. This downscaling is required for the application of statistically downscaled climate parameters from the 12-km resolution to grid resolutions that more adequately address the patchiness of ecological and environmental processes of interest. Bias correction is a necessary component in developing useful GCM projections. Without this correction applied to GCM data, which then is used in local hydrologic or ecological models, the results could be erroneous, resulting in the over or under estimation of the climatic variables. Bias correction requires a historically measured dataset for correction that is at the same grid scale as the spatially downscaled parameter set. Therefore, the initial spatial downscaling was done to 4 km, which is the resolution of an existing historical climate dataset that is spatially distributed and grid-based. The PRISM dataset developed by (Daly et al. 1994) is a knowledge-based analytical model that integrates point data of measured precipitation and air temperature with a digital elevation model reflecting expert knowledge of complex climatic extremes, such as rain shadows, temperature inversions, and coastal effects, to produce digital grids of monthly precipitation and minimum and maximum air temperatures. Historical climatology is available from PRISM as monthly maps (http://www.prism.oregonstate.edu/). The spatial downscaling is done using the 4-km resolution digital elevation model in PRISM prior to bias correction.
where Z is the estimated climatic variable at a specific location defined by easting (X) and northing (Y) coordinates and elevation (E); Z i is the climate variable from the 12-km grid cell i; X i , Y i , and E i are easting and northing coordinates and elevation of the 12-km grid cell i, respectively; N is the number of 12-km grid cells in a specified search radius; C x , C y , and C e are regression coefficients for easting, northing, and elevation, respectively; d i is the distance from the 4-km site to 12-km grid cell i and is specified to be equal to or greater than 12 km (the nugget) so that the regional trend of the climatic variable with northing, easting, and elevation within the search radius does not cause the estimate to interpolate between the closest 12-km grid cells, which causes a bull's-eye effect around any 4-km fine-resolution grid cell that is closely associated or co-located in space with an original 12-km grid cell. For example, in the case of the 12-km to 4-km downscaling step, a search radius of 27 km is used to limit the influence of distant data but allow for approximately twenty-one 12-km grid cells to estimate the model parameters for temperature and precipitation for each 4-km grid cell with the closest cell having the most influence. This interpolation scheme incorporates the topographic and elevational effects on the climate.
Statistical downscaling approaches use both the spatially downscaled grids and measured data for the same period to adjust the 4-km grids so that certain statistical properties, in this case the mean and standard deviation, are the same as the measured data set. To make the correction possible, the GCM is run under the historical forcings to establish a baseline for modeling to match the current climate. Baseline for this study is based on the PCM and GFDL model runs for 1950 to 2000, where the climate change forcings are absent from the model, and uses recent (pre-2000) atmospheric greenhouse gas conditions. The baseline period can be any time period but should encompass the variation imposed by the major climate cycles, such as the Pacific decadal oscillation (approximately 25 to 30 years; Gurdak et al. 2009), as these are still present in the hindcast GCM, as analyzed by Hanson and Dettinger (2005). This baseline period is corrected (transformed) using the PRISM data from the same time period.
There are different statistical downscaling methods that can be used to ensure that GCM and historical data have similar statistical properties. One commonly used method is the bias correction and spatial downscaling [BCSD] approach of Wood et al. (2004) that uses a quantile-based mapping of the probability density functions for the monthly GCM climate onto those of gridded observed data, spatially aggregated to the GCM scale. This same mapping is then applied to future GCM projections, allowing the mean and variability of a GCM to evolve in accordance with the GCM simulation, while matching all statistical moments between the GCM and observations for the base period. Recently, one hundred twelve 150-year GCM projections were downscaled over much of North America using the BCSD method (Maurer and Hidalgo 2008).
where Cunbiased is the bias-corrected monthly climate parameter (temperature or precipitation), Cbiased is the monthly downscaled but biased future climate parameter, CamGCM is the average monthly climate parameter downscaled but biased for the baseline period, σamGCM is the standard deviation of the monthly climate parameter for the baseline period, σamPRISM is the standard deviation for the climate parameter from PRISM for the baseline period, and CamPRISM is the average monthly PRISM climate parameter for the baseline period. This method was applied for this study incorporating both mean and standard deviation on a cell-by-cell data at 4-km resolution for the baseline time period for each month.
Comparison of downscaled climate parameters and measured climate data
Application of future climate grids to a hydrologic model and characterization of topoclimates
Downscaled monthly climate parameters, precipitation, and maximum and minimum air temperatures were applied to a regional hydrologic model (BCM; Flint and Flint 2007; Flint et al. 2004). This model relies on the calculation of hourly potential evapotranspiration [PET] determined from solar radiation that is simulated using topographic shading to calculate the water balance for every grid cell. Resulting estimates of actual evapotranspiration [AET] based on changes in soil moisture with changes in climate from projections can be used to calculate climatic water deficit [CWD].
CWD is the annual evaporative demand that exceeds available water and has been found to be a driver for ecological change (Stephenson 1998) and is correlated to distributions of vegetation. This correlation can be used to investigate potential changes in distribution with changes in climate. It is calculated as PET minus AET. In the BCM, AET is calculated on the basis of soil moisture content that diminishes over the dry season; therefore, in Mediterranean climates with minimal summer precipitation, PET exceeds AET, thus accumulating the annual deficit.
The topoclimate is described in the BCM in the solar radiation model and resulting calculation of PET, whereby hillslopes with lower energy loads (lower potential evapotranspiration) are likely to have less of an impact on the basis of rising air temperatures from climate change. The fine-scale discretization of soil properties allows for the distinction of soils on the landscape with varying soil water holding capacities. Deep soils such as those in valley bottoms can extend the amount of water available for AET further into the dry season, whereas shallow soils such as those on ridgetops can limit the amount of water available, regardless of magnitude of precipitation, as it will run off or recharge when the soil capacity is filled. These details are captured by the scale at which the climate is downscaled, and the hydrologic model is applied to the landscape. This application of CWD integrates the climate, energy loading, drainage, and available soil moisture to provide hydrologic response to changes in climate that reflect distinct landscapes and habitat characteristics.
Evaluation of downscaled climate parameters
Means and standard deviations
PRISM 4-km cells (Daly et al. 1994)
PRISM cells downscaled to 270 km
Number of stations
Minimum air temperature (°C)
Maximum air temperature (°C)
Ecological application: fine-scale environmental refugia in the San Francisco North Bay area
Rising air temperatures over the twenty-first century are expected to force many vegetative species to either migrate northward or up in elevation, or die off. A closer look at environmental conditions and stresses at a fine scale suggests that even at the end of the twenty-first century, considering a medium-high emission scenario, fine-scale topographic or land surface features may provide refugia to maintain limited populations. For example, in the North Bay region of the San Francisco Bay area, the locations of tree species have been mapped for conservation planning (http://openspacecouncil.org). Three vegetation types serve as examples: Douglas-fir forest, redwood forest, and blue oak forest/woodland. Historical climate data from PRISM (1971 to 2000), representing baseline conditions, and downscaled future projections for 2071 to 2100 were applied to the BCM that was used to simulate hydrologic conditions at the 270-m scale.
The same analysis was done for a less abundant vegetation type, redwood forest (Figure 6c). Redwoods are found in areas of CWD with a slightly smaller range, 640 to 800 mm/yr. A close-up look at the future distribution of CWD indicates a large decline of area suitable for redwoods, with these areas on north-facing slopes and in the bottoms of valleys. Although suitable habitat declines and becomes less connected than the current distribution of mapped redwoods, there is ample suitable habitat in surrounding cells to provide nearby locations for preservation of the species. The final example is the blue oak forest/woodland (Figure 6d), which is located in areas with CWD of 710 to 900 mm/yr. This range of conditions declines only slightly over the next century, generally moving to areas of deeper soils. As the blue oak is currently at the edge of its range in the North Bay and probably already occupying selected areas of refuge, the suitable habitat of the mapped populations of blue oak does not decline significantly by the end of the next century, potentially providing an increase in the preferred habitats for this vegetation type.
The application of future climate projections to vegetation distributions and the potential change in environmental stressors are well served by the fine scale of the downscaled projections. The application of these projections in a fine-scale regional hydrologic model provides simulations of environmental conditions that occur at the hillslope scale that reflects energy-loading processes and changes in soil conditions that influence the presence and distribution of vegetation types.
Climate change projections available as output from global climate models require downscaling to scales that appropriately reflect the environmental processes under consideration. Depending on the process of concern, this downscaling may range from spatial extents of kilometers to meters. As projections maintain their own set of uncertainties on the basis of the assumptions chosen for global climate modeling and greenhouse gas emission scenarios, it is advisable to incur the least additional uncertainty attributable to the downscaling scheme itself. The approaches chosen here reflect high rigor and defensible error for the spatial downscaling method and the statistical downscaling method upon which it relies. The constructed analogue method (Hidalgo et al. 2008) skillfully reproduces monthly variations of precipitation and average temperature anomalies, as well as seasonal cycles, across the contiguous United States. The modified gradient-inverse-distance-squared spatial downscaling technique described here does not introduce additional uncertainty in the downscaling process and may indeed improve the estimate of the climate parameter by incorporating the deterministic influence (such as lapse rates or rain shadows) of location and elevation on climate.
The fine-scale downscaling illustrated provides an enhancement to the suite of options for environmental analysis when climate projections are translated into hydrologic and environmental impacts via hydrologic modeling. Analyses may include regional to site-specific applications such as regional vegetation distributions, basin-scale water availability studies, or water deficits on north- or south-facing hillslopes. These details are captured by the scale at which the climate is downscaled and the hydrologic model is applied to the landscape. The representation of topoclimates and hydrologic response to climate at fine scales can provide impacts at the scale that the organism experiences and may indicate potential refugia as climates warm to guide land and resource management. The application of CWD integrates the climate, energy loading, drainage, and available soil moisture to provide hydrologic response to changes in climate that reflect distinct landscapes and habitat characteristics. Environmental impacts as a result of changing climate will be evident at multiple scales and thus require the tools to perform analyses at the same scales reflecting the changing processes.
The authors would like to acknowledge Michael Dettinger (USGS/Scripps) for his cooperation in facilitating the further spatial downscaling of several climate scenarios, and both Michael and Randall Hanson (USGS) for providing rigorous and extremely useful reviews of this manuscript. Four additional anonymous reviewers provided excellent reviews that improved the quality and relevance of the research as represented by this manuscript.
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